A managing director resigned from her UBS career after allegations arose of cheating on continuing education and more. Plus: New RIAs face a potentially paralyzing number of tech options. Here’s how to sort the wheat from the chaff. Also: How quarterly earnings look in the wealth segments of Wells Fargo, Citi and BNY Pershing. #compliance #CE #advisortech #RIAs #fintech #earnings #wealthmanagement
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